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Capital

Markets

We advise on the whole spectrum of capital markets transactions, including initial public offerings, secondary fundraisings – right issues and placings, convertible bonds.

We advise major market participants including leading financial institutions, sponsors, corporates, first time issuers and new players across a range of industries.  We collaborate closely with professional parties which gives clients great versatility. 

Our over 20-year of experience, substantive knowledge and familiarity in the capital market transactions enable us to guide our clients through each phase of a transaction and provide practical legal advice with a focus on developing key strategies while managing risks.
 

Capital Markets

We advise on the full spectrum of public and private mergers and acquisitions, takeovers, restructurings, disposals and joint ventures ranging from different sectors including those that are highly regulated.  We are dedicated to negotiating the best possible terms for our clients.

 

We have broad experience in complex and cross-border public and private mergers and acquisitions.  Our clients value our on-the-ground understanding in the local markets, commercial awareness and meticulous attention to detail which enable a swift execution of a deal.

Mergers

and Acquisitions

Mergers and Acquisition

Compliance and

SFC licensing

To strengthen the resilience of financial system in the aftermath of the financial crisis, regulatory regime is constantly evolving and becoming more complex.  We advise on the whole spectrum of compliance matters and help develop effective regulatory compliance strategies to meet the evolving requirements.

 

We have extensive experience in the following SFC licensing applications:

  • Type 1 (Dealing in securities)

  • Type 2 (Dealing in futures contracts)

  • Type 4 (Advising on securities)

  • Type 5 (Advising on futures contracts)

  • Type 6 (Advising on corporate finance)

  • Type 8 (Securities margin financing)

  • Type 9 (Asset management)

Compliance and SFC Licensing

We provide comprehensive advice on financial services including asset finance, corporate and investment lending, structured finance and acquisition finance and we bring a depth of experience and understanding to represent investment banks, financial institutions, corporate borrowers and private equity firms. 

Banking

and Finance

Banking and Finance

Investment Fund

We advise on the full spectrum of investment funds service including fund formation with sophisticated structures, LP representation, fund governance and compliance, ongoing operation, documentation, legal and commercial fund terms negotiation and corporate structuring. Asset managers, advisory firms, institutional investors and financial institutions value our practical and cost-effective advice and substantive knowledge in helping them achieve their business needs. 

Investment Fund

We advise on the full spectrum of litigation and other dispute resolution services including mediation, bargaining and courtroom litigation that focuses on clients’ strategic and business concerns.  The best strategy always starts with the thorough understanding of the dispute context.  We understand disputes could be confrontational, time and money consuming, we are committed to avoiding disputes, preventing one escalating and resolving disputes swiftly and cost effectively.  

Our solicitors have experience in dealing with all types of dispute resolution matters including: 

  • Company/ Commercial

  • Contract

  • Employment

  •  Intellectual Property

  • Data Privacy / Confidentiality

  • Equal Opportunities

  • Constitution and Administration

  • Public Investigation and Enquiries

  • Criminal Investigation

Dispute

Resolutions

Dispute Resolutions

Company 

Secretarial 

Services and

Others

We provide a full spectrum of company secretarial services and other services including compliance with the requirements under the Cap. 622 Companies Ordinance, setting up Hong Kong companies and trademarks registration.

Company Secretarial Services and Others
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